I nvesting.com -- The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains ...

June 1 (Reuters) - Vanguard Group, the world's largest issuer of mutual funds, was fined and censured by the Financial Industry Regulatory Authority (FINRA) for errors appearing in about 8.5 ...

The letter additionally said Vanguard didn't reasonably supervise its account statements and failed to address customer reports of inaccuracies in a timely manner. Starting in fall 2019, 50 ...

VALLEY FORGE, Pa., Nov. 22, 2024 /PRNewswire/ -- Vanguard's U.S.-domiciled funds today filed a proxy statement with the U.S. Securities and Exchange Commission (SEC) to seek a shareholder vote for the ...

(Reuters) -Vanguard Group, the world's largest issuer of mutual funds, was fined and censured by the Financial Industry Regulatory Authority (FINRA) for errors appearing in about 8.5 million customer ...