SEC clarifies that stablecoins do not fall under securities offering
The Division stated that the offer and sale of these stablecoins do not fall under securities laws and, as such, do not ...
Yahoo Finance3d
BUCKLER Securities Expands Service Offerings
VERO BEACH, Fla. and GREENWICH, Conn., April 02, 2025 (GLOBE NEWSWIRE) -- BUCKLER Securities LLC (“BUCKLER”), an SEC and FINRA registered broker-dealer specializing in U.S. Treasury (cash ...
MicroStrategy (NasdaqGS:MSTR) Adds Mizuho Securities to Bond Offering as Stock Rises 3% in Past Month
MicroStrategy (NasdaqGS:MSTR) recently announced an important underwriter change for its fixed-income offering, adding firms like Mizuho Securities and Cantor Fitzgerald, which could indicate ...
LPL Financial Announces Pricing of Its Common Stock Offering
LPL intends to use the net proceeds of this offering to fund a portion of the cash consideration payable in connection with its previously announced proposed acquisition of Commonwealth Financial ...
JD Supra2d
SEC Provides Further Clarity in Rule 506(c) Offerings
On March 12, 2025, the Securities and Exchange Commission (the “SEC”) issued a No-Action Letter that provided guidance ...
JD Supra2d
SEC Staff No-Action Letter Allows Issuers to Rely on High Minimum Investment Amounts to Verify Purchasers in Rule 506(c) Offerings
On March 12, 2025, the staff of the Securities and Exchange Commission (“SEC”) issued no-action guidance providing that ...
Aptevo Therapeutics prices 1.76M shares at $1.19 in registered direct offering
Aptevo Therapeutics (APVO) has entered into definitive securities purchase agreements for the purchase and sale of 1,764,710 shares of the ...
Yahoo Finance3d
BUCKLER Securities Expands Service Offerings
VERO BEACH, Fla. and GREENWICH, Conn., April 02, 2025 (GLOBE NEWSWIRE) -- BUCKLER Securities LLC (“BUCKLER”), an SEC and FINRA registered broker-dealer specializing in U.S. Treasury (cash) trading and ...