SEC clarifies that stablecoins do not fall under securities offering
The Division stated that the offer and sale of these stablecoins do not fall under securities laws and, as such, do not ...
Yahoo Finance4d
BUCKLER Securities Expands Service Offerings
trading and high-quality liquid assets securities financing, today announced the expansion of its service offerings. BUCKLER has added FINRA-approved services for correspondent clearing ...
Univest Securities, LLC Announces Closing of $1.48 Million Registered Direct Offering for its Client PMGC Holdings Inc. (NASDAQ: ELAB)
(NASDAQ: ELAB) (the “Company”), a diversified holding company. Under the terms of the securities purchase agreement, the ...
Stocktwits on MSN3d
Aptevo Stock Rises On $2.1M Registered Direct Offering, Warrant Sale: Retail Sentiment Touches Year-High
Shares of Aptevo Therapeutics Inc. (APVO) rocketed 41% on Thursday after the company said it is looking to raise about $2.1 ...
JD Supra3d
SEC Provides Further Clarity in Rule 506(c) Offerings
On March 12, 2025, the Securities and Exchange Commission (the “SEC”) issued a No-Action Letter that provided guidance ...
LPL Financial Announces Pricing of Its Common Stock Offering
LPL intends to use the net proceeds of this offering to fund a portion of the cash consideration payable in connection with its previously announced proposed acquisition of Commonwealth Financial ...
JD Supra3d
SEC Staff No-Action Letter Allows Issuers to Rely on High Minimum Investment Amounts to Verify Purchasers in Rule 506(c) Offerings
On March 12, 2025, the staff of the Securities and Exchange Commission (“SEC”) issued no-action guidance providing that ...
Yahoo Finance4d
BUCKLER Securities Expands Service Offerings
Led by Gregory Minard, Managing Director, Repo Sales & Trading, BUCKLER’s team will build upon its extensive market experience to grow these new offerings in correspondent clearing, fixed income prime ...